5th Asia-based International Financial Law Conference
10 Sep - 12 Sep 2025
Session information
Session six: Regulatory investigations and enforcement trends in the securities markets
Friday 12 September (1115 - 1230)
Description
This session seeks to explore recent regulatory and enforcement trends in various markets around the world for securities law violations. Specifically, the panellists will discuss regulatory focus and recent developments, enforcement cases and securities litigation as well as trends in penalties or damages in recent years.
Session / Workshop Chair(s)
| Gail Ong | WongPartnership, Singapore, Singapore; Vice Chair, Capital Markets Innovation and Future Trends Subcommittee |
| Shruti Rajan | Trilegal, Mumbai, Maharashtra, India; Vice Chair, Market Regulation Subcommittee |
Speakers
| Ugu Choi | Bae Kim & Lee, Seoul, South Korea |
| Steve Kwok | Skadden, Arps, Slate, Meagher & Flom, Central, Hong Kong SAR |