Speaker details

Biography

Gretchen Passe Roin, a partner at WilmerHale, counsels investment advisers, independent directors and large financial institutions regarding regulatory requirements relating to wrap programs, separate accounts, mutual funds and private funds. She advises on a wide variety of issues, including SEC and state securities registration and exemptions, conflicts of interest and affiliated transactions, regulatory reporting obligations, compliance policies and procedures, and complex enforcement matters. Ms. Roin has substantial experience addressing regulators' evolving concerns and ever-increasing expectations for disclosures to clients and mitigation of conflicts of interest.