35th IBA Global Challenges and Opportunities for the Asset Management Industry Conference
7 Jun - 9 Jun 2026
Session information
Enforcement and investigation as supervisory tools: how regulators are shaping asset management conduct in 2026
Tuesday 9 June (1445 - 1530)
Description
- Top-of-mind enforcement themes for asset managers
- Are regulatory practices stifling or facilitating innovation?
- Is “regulation by enforcement” converging or diverging across markets?
- Investigations in practice: from inquiry to resolution
Session / Workshop Chair(s)
| Danielle Royal | Stikeman Elliott, Toronto, Ontario, Canada |
Speakers
| Uri Itkin | Akin Gump Strauss Hauer & Feld, New York, New York, USA |
| Sam Raymond | Gibson Dunn & Crutcher, New York, New York, USA |
| Alexandra Weston Underwood | Fieldfisher LLP, London, England |