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  4. Enforcement and investigation as supervisory tools: how regulators are shaping asset management conduct in 2026

35th IBA Global Challenges and Opportunities for the Asset Management Industry Conference

7 Jun - 9 Jun 2026

Session information

Enforcement and investigation as supervisory tools: how regulators are shaping asset management conduct in 2026

Tuesday 9 June (1445 - 1530)

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Description

  • Top-of-mind enforcement themes for asset managers
  • Are regulatory practices stifling or facilitating innovation?
  • Is “regulation by enforcement” converging or diverging across markets?
  • Investigations in practice: from inquiry to resolution

Speakers

Adam Aderton Simpson Thacher & Bartlett, Washington, District of Columbia, USA
Uri Itkin Akin Gump Strauss Hauer & Feld, New York, New York, USA
Sam Raymond Gibson Dunn & Crutcher, New York, New York, USA

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