Could 14th Amendment rule out Trump second term?

William RobertsTuesday 3 October 2023

Image caption: Crowd at the Donald Trump MAGA rally in Toledo, OH. tokyo studio/AdobeStock.com

Former US President Donald Trump is leading in public opinion polls for the Republican nomination for president in 2024. Despite his criminal indictments, there’s nothing preventing Trump from running – at least not legally. But a growing number of US constitutional scholars and voter groups are arguing that the 14th Amendment to the US Constitution prohibits Trump from holding US office again.

The 14th Amendment was adopted in 1868 after the US Civil War. Section three of the amendment provides that ‘No person shall […] hold any office, civil or military, under the United States, or under any state, who, having previously taken an oath […] to support the Constitution of the United States, shall have engaged in insurrection or rebellion against the same’.

Voters in two states have filed lawsuits to keep Trump off the ballot in 2024. More litigation is expected. The litigation is likely to find its way to the US Supreme Court, which may have to decide whether the Constitution disqualifies Trump. ‘This area of law is a perfect example of the crossroads between law, politics and policy, which makes it a very, very difficult and complicated issue because you have countering theories’, says Mauro M Wolfe, Member of the IBA Criminal Law Committee Advisory Board and a litigator at law firm Duane Morris in New York.

Wolfe explains that one way of looking at the 14th Amendment is that it’s very narrow, being designed for those involved in the insurrection and rebellion at the level of a civil war. ‘There are many problems with it legally, one of which is, does [Trump’s] conduct fall within the four corners of the 14th Amendment, as many argue’, he adds.

This area of law is a perfect example of the crossroads between law, politics and policy, which makes it very, very difficult and complicated

Mauro M Wolfe
Member, IBA Criminal Law Committee Advisory Board

As president, Trump was impeached twice by the US House of Representatives, but never convicted by the Senate. He’s been held responsible for defamation in a case involving a decades-old alleged sexual assault, a decision he intends to appeal, while he faces criminal charges in an alleged hush money scheme involving a former adult film star – a scheme that he denies any knowledge of.

None of this legally prevents Trump from running for president again. In years past, any one of these scandals would have derailed a US politician’s prospects – but Trump’s career has shattered such norms. What has people talking about disqualifying Trump from the 2024 presidential ballot is his conduct around the 6 January 2021 riot by his supporters at the US Capitol.

On 6 January, thousands of Trump supporters attended a rally near the White House where Trump claimed in a fiery speech that the 2020 election had been stolen and urged the crowd to march on the Capitol, where Congress was convening to ratify Joe Biden’s win.

Thousands of Trump’s supporters overwhelmed police barricades and swarmed through the Capitol, forcing elected officials into hiding. Five people died – including one police officer – as a result and dozens of police officers were injured, many seriously.

Trump was subsequently impeached by the House for ‘incitement of insurrection’. Had the Senate convicted Trump on the insurrection charge, it could have also chosen to bar him from holding future office. Senate Republicans refused to go so far against the leader of their party and Trump was acquitted. Meanwhile, Trump has argued that on the day of the Capitol attack, he was urging supporters to behave peacefully.

In 2022, Kim Wehle, a constitutional law scholar at the University of Baltimore, wrote in an opinion piece that Congress has the authority to pass legislation enforcing the 14th Amendment’s ban on insurrectionists. ‘Congress […] enacts rules to keep serious constitutional offenders […] from populating and exercising the privileges of the highest office of the land’, Wehle wrote.

The flaw in Wehle’s theory is that the Republicans presently control the House and nearly half of the Senate, making it highly unlikely Congress would act to block Trump from office.

The 14th Amendment theory gained new credence in August however when legal scholars William Baude of the University of Chicago Law School and Michael Paulsen of the School of Law at the University of St Thomas wrote in an academic paper that the 14th Amendment’s section three is ‘self-executing, operating as an immediate disqualification from office, without the need for additional action by Congress’.

Baude and Paulsen sought to dispel what they viewed as misperceptions and mistaken assumptions about the legal operation of section three. ‘Section Three covers a broad range of conduct against the authority of the constitutional order, including many instances of indirect participation or support as “aid or comfort”. It covers a broad range of former offices, including the Presidency’, Baude and Paulsen wrote. ‘In particular, it disqualifies former President Donald Trump, and potentially many others, because of their participation in the attempted overthrow of the 2020 presidential election.’

Key points of Baude and Paulson’s argument were that section three of the 14th Amendment remains enforceable and was not limited to the Civil War; that it doesn’t require Congress to act; and that it can be enforced by state officials and the courts. And as an amendment to the Constitution, it supersedes other potential legal conflicts, such as ex post facto laws.

Former federal Judge J Michael Luttig and Harvard Law professor Laurence Tribe made a similar case in a joint opinion piece, also published in August. ‘The Fourteenth Amendment […] contains within it a protection against the dissolution of the republic by a treasonous president’, they wrote.

Today, Trump faces a raft of serious federal and state criminal charges stemming from the attack on the US Capitol by his supporters and his alleged attempt to use fake electors to overturn the 2020 presidential election, charges he denies. Luttig and Tribe concluded that whether Trump is convicted in those cases is beside the point. ‘The former president’s efforts to overturn the 2020 presidential election, and the resulting attack on the US Capitol, place him squarely within the ambit of the disqualification clause, and he is therefore ineligible to serve as president ever again’, they wrote.

The most pressing question facing the US, Luttig and Tribe posit, isn’t whether Trump is disqualified but whether the country will ‘abide by this clear command of the Fourteenth Amendment’s disqualification clause’.

Not everyone agrees. Michael B Mukasey, of counsel at law firm Debevoise & Plimpton and a former US Attorney General, argues the president is not an ‘officer’ of the US within the framework of the Constitution. Wolfe tends to agree, for a host of reasons. ‘The idea that the 14th amendment is self-executing and would prohibit the measurement of 40 per cent of the voters in the country is astonishing’, Wolfe says. ‘From a technical, US constitutional, due process standpoint, it doesn’t feel right to me.’

‘It doesn’t make sense, no matter what you think of Trump personally, that a political candidate from any country in the world who has 40 per cent of the popular vote would be unilaterally, without due process prohibited from running because of a hyper technical reading of a 150-year-old document’, he adds.

State officials in key swing states Georgia, Michigan and New Hampshire have already said Trump will be on the ballot in 2024 unless a court orders otherwise. ‘We’re not the eligibility police’, Michigan Secretary of State Jocelyn Benson told a national TV news outlet.

Courts are being asked to weigh the issue. The advocacy group Citizens for Responsibility & Ethics in Washington and a group of six individual voters filed suit in a Colorado state court seeking to prevent Trump from being on the ballot. The Minnesota Supreme Court will hear oral arguments in November on a similar challenge.

IBA announces key speakers for Annual Conference

Andriy Kostin
Mark Brzezinski
Karim A A Khan KC

The IBA’s flagship Annual Conference, starting at the end of October, will once again bring together thousands of legal professionals to discuss the latest issues and developments in the world of law, across hundreds of working sessions in all practice areas. Delegates will also benefit from an array of social functions and networking opportunities.

As in previous years, the event will welcome many VIP speakers.

The Conference’s popular ‘Conversation with…’ lunchtime interview sessions will return once again. These will feature Ukrainian Prosecutor General Andriy Kostin, US Ambassador to Poland Mark Brzezinksi and International Criminal Court Prosecutor Karim Khan (pictured l-r above).

In 2019, Kostin was elected as a member of the Parliament to the Verkhovna Rada of Ukraine, becoming the Head of the Legal Policy Committee in 2020 and leading its work until 2022, when he was appointed as the Prosecutor General.

Brzezinski has served as US Ambassador to Poland since December 2021. He previously served as US Ambassador to Sweden. He was a partner at law firm McGuire Woods for a decade and is a member of the Council on Foreign Relations and the Trilateral Commission.

Karim Khan is a barrister and King's Counsel with more than 30 years of professional experience as an international criminal law and human rights lawyer. He served as Assistant Secretary-General of the United Nations and was elected as Prosecutor of the International Criminal Court in 2021.

Each morning of the Conference, at the request of the IBA President, a special guest will feature. These guests will include Zack Kass, a leading figure in the world of AI strategy, who works with major organisations on navigating AI’s complexities, and Christopher Stephens, Senior Vice President and General Counsel of the World Bank Group, responsible for overall coordination and support on legal aspects of the Operational Activities of the World Bank.

Look out for further announcements about speakers for the Annual Conference on the IBA website here.


IBA announces winners of 2023 Annual Conference Scholarships

This year over 25 IBA committees, sections and fora have awarded Annual Conference Scholarships to young lawyers who wish to participate at the IBA Annual Conference but who may find it financially difficult to do so. Scholarships include waived registration for the IBA Annual Conference in Paris, a contribution towards travel costs and accommodation while attending the event.

The winners this year include individuals from Cambodia, Ghana, Panama, Poland and Uruguay, among other countries, with scholarships offered by the IBA’s Dispute Resolution Section, African Regional Forum, Poverty and Social Development Committee and Real Estate Section, among others.

Each year the IBA Annual Conference attracts the participation of some 6,000 lawyers from more than 100 jurisdictions. The IBA’s Legal Practice Division and Section on Public and Professional Interest present informative and engaging sessions covering current topics of significance.

See the list of scholarship winners for 2023 and for further information here.


IBA Corporate and M&A Law Committee releases podcast interview with VC Laster of the Delaware Court of Chancery

The latest in the series of podcasts produced by the IBA Corporate and M&A Law Committee features an interview with Vice Chancellor J Travis Laster of the Delaware Court of Chancery. The interview is conducted by Ellisa Habbart, Director of The Delaware Counsel Group in Wilmington, Delaware, who asks VC Laster to share his thoughts about issues he believes should be of concern to practitioners. A conversation ensues that addresses a range of issues from governing law provisions to so-called ‘boilerplate’ provisions in merger and related agreements to legal opinions.

The Committee has also published five other podcasts over the past year-and-a-half. These include a conversation between Paul White, a corporate partner at A&L Goodbody in Dublin, and Dwayne Lysaght, co-head of M&A EMEA at JP Morgan, on the subject of directors’ duties, and an interview with Naveen Raju, General Counsel & Executive Vice President – Group Legal Services at Indian automotive manufacturing corporation Mahindra and Mahindra, conducted by Rabindra Jhunjhunwala, Membership Officer of the IBA Corporate and M&A Law Committee, who discuss Indian M&A.

Listen to the full range of the Committee’s podcasts here.


IBA publishes legal agenda to identify profession’s most pressing concerns

The IBA has published The IBA Legal Agenda (the Agenda) – a document that identifies the most pressing challenges facing the legal profession over the next five years (from 2023–2028). The Agenda is published alongside a commitment by the IBA to provide thought leadership on the issues raised. Having identified these primary concerns, the IBA will work to develop and promote common solutions to the challenges.

The Agenda forms one of IBA President Almudena Arpón de Mendívil Aldama’s Presidential Priorities for her 2023–2024 tenure. ‘For the first time, the IBA has set out in a simple Agenda the critical legal issues facing the legal profession’, she commented. ‘We have done so with the aspiration of ensuring that the IBA offering matches our members’ expectations as well as providing our members, the broader legal community and society in general with the most updated information on such legal issues. Thereafter, we will endeavour at delivering thought leadership, raising awareness and promoting common solutions.’

Constructed based on discussions at meetings held in London and New York in June with former IBA Presidents David W Rivkin and Michael Reynolds, together with representatives of leading international and national law firms and in-house counsel, the Agenda items are selected from three perspectives: substantive law developments, issues faced by the legal profession and legal issues affecting society in general. To this end, the Agenda covers seven key areas: artificial intelligence (which was consistently identified as the most important issue); environmental, social and governance (ESG); client and mandate acceptance; talent attraction and retention; the perception of the profession; delivering legal advice across multiple jurisdictions; and promoting and defending the rule of law.

Read the Agenda here.

Read full news release here.


Global Insight podcast: Protecting the beautiful game – in search of sustainability

An influx of billionaire owners and private equity into the English Premier League has put club governance, and the financial sustainability of the wider game, under scrutiny in recent years.

As the Premier League season got underway amid a plethora of disruptive transfers to Saudi Arabia, the UK government reported on its consultations with the professional football community on governance, following the publication of a White Paper earlier in the year. Could its proposals hold the answers?

...

Polly Botsford considers the issues with:

  • James Montague, author of The Billionaires Club: The Unstoppable Rise of Football’s Super-Rich Owners;
  • Nick de Marco KC, sports law barrister and specialist in disputes in football; and
  • Alex Phillips of the World Football Remission Fund, formerly Head of Governance and Compliance at UEFA.

Listen here.


IBA Private Client Tax Committee updates estate planning guides

The IBA Private Client Tax Committee is in the process of updating its set of guides on international estate planning. Updated and new entries – covering Bulgaria, Colombia, Cyprus, Israel, the Netherlands, Sweden, Taiwan and Thailand – have been published in the past month and several more guides are set to be uploaded to the Committee’s page in the near future.

The International Estate Planning Guides provide general information on the major considerations for the international private client. The material is intended as a high-level practical guide for practitioners and professionals looking for an introduction to the laws of each relevant jurisdiction relating to cross-border trust, foundation and estate planning. In total, there are 40 guides on the Committee’s page, many of which have been updated in the past few years, with each focused on a specific jurisdiction – from Canada and China to Singapore and Spain.

Each guide indicates its date of publication and its authors, who may be contacted with questions or suggestions.

Access the guides here.

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Climate crisis: lawyers say legal toolbox for holding governments to account is growing

Joanne Harris

Over the summer, the Northern Hemisphere faced fire, floods and heatwaves. Yet some governments are pulling back from green policy commitments or facing pressure to do so.

In late September, the UK government scrapped or delayed its green plans, including pushing back a ban on the sale of petrol and diesel cars to 2035, while affirming its commitment to ‘net zero by 2050’. It says it’s ‘reducing costs on British families while still meeting international commitments’. However, Chris Stark, Chief Executive of the UK’s Climate Change Committee, an independent, statutory body, said that ‘the government needs to look again at the policies. We need to do more’ and that the policy changes are not about doing more, but less.

In July meanwhile, UK Prime Minister Rishi Sunak announced he would approve over 100 new licences this autumn to drill for oil and gas in the North Sea. The government argues the UK will still need oil and gas to provide 25 per cent of its energy even by 2050.

Environmental protest groups such as Just Stop Oil are placing increasing pressure on governments to take significant action to address the climate crisis. There’s a question however as to whose job it should be to hold governments to account to ensure they meet the pledges they’ve made.

Caroline May, Head of Sustainability, Europe, Middle East and Asia at Norton Rose Fulbright in London, says the landscape of environmental protest and lobbying is changing. ‘When I was a young lawyer, environmental protest groups were seen as radical, but over the course of my career a number of NGOs [non-governmental organisations] are now seen as mainstream and indeed authoritative voices in this space. So today’s activists may be tomorrow’s authoritative voices’, she adds.

Litigation is a path and we’re seeing right now it’s growing in Brazil

Antonio Augusto Rebello Reis
Climate Change Officer, IBA Environment, Health and Safety Law Committee

As the debate has shifted, new players have entered the world of environmental campaigning. In 2008, environmental lawyers’ group ClientEarth launched its first legal action against new coal power plants in the UK. Since then, the organisation has filed hundreds of cases against governments and corporates to challenge claims and policies relating to the environment, recording significant victories.

For example, a complaint filed with the UN in 2008, which argued that the EU was failing to comply with its duties to give the public access to the courts to bring cases under the Aarhus Convention, eventually resulted in a change to the bloc’s legislation, allowing much wider challenges to EU environmental policies. ‘Climate litigation is a powerful lever to trigger system-level change. It isn’t always a silver bullet, but legal cases are important for reminding corporations and governments of their obligations. The impacts of the climate crisis are happening now and getting unignorably worse. As such, people are turning to the courts to seek justice’, says a spokesperson from ClientEarth.

The organisation adds that the legal toolbox is growing, with more climate-linked human rights cases being filed as well as an increasing amount of litigation related to climate-related financial risk. ‘Every positive precedent opens the door to a proliferation of cases fought on similar arguments, with game-changing climate victories recently won in German, Dutch and French courts, and each judgment highlights how governments and corporations that are dragging their feet on climate action can no longer do so without consequences’, adds the spokesperson.

Litigation is also being used elsewhere in a bid to force governments to keep their promises. In Brazil, the largely independent public prosecutor’s office is able to sue the government and has used that power to bring environmental cases. In 2022 the Brazilian Supreme Court found that the government had failed to ensure Brazil’s Amazon Fund – set up to protect the rainforest – was functional and that it must be revived. Crucially, the Court also ruled that environmental law treaties are more important than regular laws in the legal hierarchy.

‘Litigation is a path and we’re seeing right now it’s growing in Brazil’, says Antonio Augusto Rebello Reis, Climate Change Officer on the IBA Environment, Health and Safety Law Committee and a partner at Mattos Filho in Rio de Janeiro. ‘The Supreme Court in Brazil has been demonstrating it will put forward strict decisions on compliance with climate goals.’

But not everyone has the expertise, patience or funding to bring litigation, or the guts to sue a government. That’s why lawyers believe there are other ways to encourage authorities to uphold their climate pledges. Florencia Heredia, Chair of the IBA Energy, Environment, Natural Resources and Infrastructure Law Section and a partner at Allende & Brea in Buenos Aires, says that investors are putting pressure on companies to meet corporate pledges, which in turn forces governments to regulate appropriately.

‘Corporates are already shaping the agenda and are in many cases hugely ahead’, adds May. ‘The big driver for corporates now is a lot of the financial frameworks that are coming out around climate change and energy transition and sustainability, providing access to capital but also requiring environmental improvements and performance.’

Particularly for developing nations, where growing the economy is the government’s priority, ensuring that companies are investing and thriving is a key driver. The climate agenda in places such as Latin America is very different from that of Europe or the US. However, Rebello says corporate pressure can still be applied to make change happen. ‘It may be possible that if the government plays it right Brazil plays a very important role in the next years in decarbonising industries in general’, he says. ‘We need investment to grow towards this, and if national and international investors push for green products in Brazil I don’t see the government having a way around it.’

This is where the legal community can play its part. ‘The role of law is to shape the framework in which all of these policies need to be delivered, and it’s a very important tool,’ May explains. ‘Lawyers are very important advocates for the legal frameworks that have been put in place and for assisting clients with implementation and best practice. As such, environmental and energy lawyers have a vital role to play in delivering the necessary transitions to net zero and sustainable solutions.’

‘We as lawyers have a role which is extremely relevant in the energy transition area because we advise clients, we work with companies and we interact with governments and regulators’, adds Heredia. ‘We need to be the voice of what’s done right.’

Law societies and bar associations globally are taking action to help legal practitioners understand their role moving forward. For example, the Law Society of England and Wales’ Guidance for Solicitors on Climate Change, published in April, assists organisations with managing their business in a manner that’s consistent with the transition to net zero. It also provides guidance for solicitors on how the physical risks of the climate crisis and climate legal risks may be relevant to client advice, and how solicitors’ professional duties interplay with issuing legal advice in the context of the climate crisis.

*Thank you to Lara Douvartzidis, a member of the IBA’s Legal Policy & Research Unit, for her assistance with this article.

Image credit: Tarcisio Schnaider/AdobeStock.com